Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Americas Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Ian Schacher | 2755590 | 1 | 06/28/2001 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
Steve Solano | 1650853 | 1 | 07/20/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |