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FINRA Broker Disclosures for Sigma Americas Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sigma Americas Securities LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Ian Schacher2755590106/28/2001Customer DisputeSettled$16,000.00$0.00See FINRA Report
Steve Solano1650853107/20/1999RegulatoryFinal$0.00$0.00See FINRA Report

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