Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westminster Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Reed Laughlin | 303560 | 4 | 09/01/1976 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Martin Goldberg | 2214416 | 2 | 03/17/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Trettin Penoyar | 1109541 | 1 | 04/09/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Reed Laughlin | 303560 | 4 | 12/01/1972 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |