Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westminster Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth David Warnick | 1415675 | 4 | 06/15/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth David Warnick | 1415675 | 4 | 05/18/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Charles Bittermann | 4153389 | 5 | 01/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blase Vincent Restifo | 1461484 | 3 | 12/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Salvatore Registrato | 868454 | 1 | 11/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Elliot Shoop | 4522151 | 3 | 10/11/2008 | Customer Dispute | Denied | $162,067.00 | $0.00 | See FINRA Report |
| Blase Vincent Restifo | 1461484 | 3 | 08/12/2002 | Customer Dispute | Settled | $14,273.00 | $0.00 | See FINRA Report |
| Lawrence Miles Brazie | 857097 | 1 | 09/28/2001 | Customer Dispute | Award / Judgment | $150,000.00 | $23,000.00 | See FINRA Report |
| Bruce Wieczorkowski | 1429379 | 3 | 07/03/2001 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Donald David Boucher | 2636773 | 2 | 02/29/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |