Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westminster Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blase Vincent Restifo | 1461484 | 3 | 12/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward Salvatore Registrato | 868454 | 1 | 11/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blase Vincent Restifo | 1461484 | 3 | 08/12/2002 | Customer Dispute | Settled | $14,273.00 | $0.00 | See FINRA Report |
| Joseph George Havran | 1576507 | 2 | 03/20/2002 | Customer Dispute | Settled | $1,100,000.00 | $0.00 | See FINRA Report |
| Lawrence Miles Brazie | 857097 | 1 | 09/28/2001 | Customer Dispute | Award / Judgment | $150,000.00 | $23,000.00 | See FINRA Report |
| Bruce Wieczorkowski | 1429379 | 3 | 07/03/2001 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Donald David Boucher | 2636773 | 2 | 02/29/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Donald David Boucher | 2636773 | 2 | 02/29/2000 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Bruce Wieczorkowski | 1429379 | 3 | 06/03/1999 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Joseph George Havran | 1576507 | 2 | 03/05/1999 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |