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FINRA Broker Disclosures for Westminster Financial Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Westminster Financial Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Lane Obrien2238455404/17/2018Customer DisputeSettled$15,000.00$0.00See FINRA Report
Stuart Charles Brazie2214285101/27/2017Customer DisputeSettled$50,000.00$0.00See FINRA Report
Edward Martin Goldberg2214416208/25/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Kenneth David Warnick1415675406/14/2010Customer DisputeAward / Judgment$1,000,000.00$200,000.00See FINRA Report
Peter Charles Bittermann4153389508/20/2009Customer DisputeSettled$1,619,630.00$0.00See FINRA Report
Peter Charles Bittermann4153389508/20/2009Customer DisputeSettled$2,133,480.00$0.00See FINRA Report
Kenneth David Warnick1415675406/15/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Peter Charles Bittermann4153389501/20/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Blase Vincent Restifo1461484312/18/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Edward Salvatore Registrato868454111/01/2008Customer DisputeSettled$0.00$0.00See FINRA Report

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