Our Staff has compiled our research into a database of FINRA Broker Disclosures for TFS Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Fiore | 2244321 | 8 | 06/23/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeanne Kearns Hagar | 2151720 | 1 | 11/04/2002 | Customer Dispute | Settled | $12,445.60 | $0.00 | See FINRA Report |
| Dennis Ross Oltorik | 2303275 | 3 | 10/16/2002 | Customer Dispute | Settled | $666,000.00 | $0.00 | See FINRA Report |
| James Daniel McAfee | 2533860 | 2 | 02/01/2002 | Customer Dispute | Settled | $14,708.00 | $0.00 | See FINRA Report |
| Michael Charles Hulett | 2400340 | 1 | 12/17/2001 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| William Monos Greenfield | 1587052 | 2 | 01/05/1998 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Robert Giarraffa | 870958 | 1 | 06/29/1983 | Customer Dispute | Settled | $273,400.00 | $0.00 | See FINRA Report |