Our Staff has compiled our research into a database of FINRA Broker Disclosures for TFS Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Kenneth Lessner | 2265668 | 1 | 11/04/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Patrick John Ratz | 4309056 | 2 | 07/09/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Burger | 35526 | 1 | 12/17/2007 | Customer Dispute | Denied | $69,233.00 | $0.00 | See FINRA Report |
| Kelly L Vostal | 3271615 | 2 | 07/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Gerard Tucker | 2262469 | 1 | 04/06/2001 | Customer Dispute | Denied | $14,450.00 | $0.00 | See FINRA Report |
| Jim Dinshaw Poncha | 2243358 | 1 | 03/02/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |