Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanders Morris Harris LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Lester Ball | 11332 | 5 | 08/10/1993 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| George Lester Ball | 11332 | 5 | 02/24/1993 | Customer Dispute | Settled | $1,234,950.00 | $0.00 | See FINRA Report |
| George Lester Ball | 11332 | 5 | 04/09/1992 | Customer Dispute | Settled | $1,650,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Sanders | 410116 | 6 | 03/22/1991 | Customer Dispute | Settled | $120,345.00 | $0.00 | See FINRA Report |
| Donald Anthony Sanders | 410116 | 6 | 09/25/1989 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Sanders | 410116 | 6 | 04/06/1989 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| George Lester Ball | 11332 | 5 | 05/13/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |