Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanctuary Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Denise McIntyre | 2978113 | 3 | 02/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shane T Fox | 6002983 | 1 | 08/10/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 07/18/2013 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Richard Reyle | 2308785 | 3 | 12/04/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Gerald G Spitzer | 2257827 | 2 | 12/04/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Deborah Ann Rzewnicki | 4211378 | 2 | 11/06/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dustin P Cali | 5721168 | 3 | 07/08/2012 | Customer Dispute | Denied | $22,600.40 | $0.00 | See FINRA Report |
| Marlen Lopez | 4513127 | 1 | 06/15/2012 | Customer Dispute | Settled | $24,228.10 | $0.00 | See FINRA Report |
| Lorena Guerrero | 4132388 | 1 | 03/05/2012 | Customer Dispute | Settled | $24,228.10 | $0.00 | See FINRA Report |
| John Claybourn Frakes | 2045294 | 3 | 01/30/2012 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |