Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sanctuary Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randolph Edwin Daniels | 6104458 | 1 | 10/19/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Mercer | 2270311 | 3 | 02/08/2022 | Customer Dispute | Withdrawn | $750,000.00 | $0.00 | See FINRA Report |
| Lowry Hinch Bayley | 15409 | 1 | 01/16/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Todd Mercer | 2270311 | 3 | 12/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Lee Kelly | 2199095 | 1 | 11/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Florentino Esteban Chapa | 4763953 | 2 | 10/19/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 02/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 10/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Jamieson | 5109246 | 3 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |