Our Staff has compiled our research into a database of FINRA Broker Disclosures. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurence Geoffrey Allen | 1063970 | 6 | 09/23/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| David Thomas Hixon | 4707468 | 4 | 07/20/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Christopher Peter Tranchina | 5657849 | 4 | 12/22/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| David Christopher Murray | 6514993 | 1 | 09/30/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Charles Scott Burford | 1658201 | 2 | 09/22/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Laurence Geoffrey Allen | 1063970 | 6 | 05/27/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Schunk | 732595 | 2 | 05/27/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Jason Lynn Dipaola | 2648836 | 3 | 05/03/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Megurditch Mike Patatian | 4047060 | 13 | 02/26/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Jenna Lynn Spector | 5016713 | 1 | 02/23/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |