Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hazard & Siegel, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yun Chu Coughlin | 2806347 | 3 | 07/05/2001 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Randy Alan Murphy | 1262982 | 10 | 04/04/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Randy Alan Murphy | 1262982 | 10 | 08/27/1997 | Customer Dispute | Dismissed | $35,000.00 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 01/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Raymond Decrescente | 6643460 | 1 | 04/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Cameron | 1069681 | 1 | 06/28/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |