Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hazard & Siegel, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy John Hoag | 5386477 | 1 | 11/18/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Randy Alan Murphy | 1262982 | 10 | 09/25/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Venditti | 4993775 | 2 | 12/17/2013 | Customer Dispute | Settled | $2,500.00 | $0.00 | See FINRA Report |
| Paul Joseph Pezza | 4039684 | 2 | 12/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila J Justin | 4658561 | 1 | 04/30/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 11/15/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clyde Goldberg | 223898 | 1 | 04/13/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 02/18/2011 | Customer Dispute | Settled | $323,753.00 | $0.00 | See FINRA Report |
| Alexander Sotir Joseph | 1092307 | 4 | 02/18/2011 | Customer Dispute | Settled | $323,753.00 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 02/10/2011 | Customer Dispute | Settled | $61,460.10 | $0.00 | See FINRA Report |