Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Jason Bosley | 6199737 | 1 | 06/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tina Marie Wood | 7468635 | 3 | 06/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tina Marie Wood | 7468635 | 3 | 06/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachele Ina Bonus-Newman | 6551393 | 1 | 06/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Titan Bekee Chijioke | 7813611 | 4 | 05/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Titan Bekee Chijioke | 7813611 | 4 | 05/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Jamal Fowler | 7699448 | 1 | 05/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tina Marie Wood | 7468635 | 3 | 04/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherri Leigh Spurlock | 6548298 | 1 | 04/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anvi Satish Gandhi | 7555538 | 3 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |