Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 03/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bouley | 5934222 | 4 | 03/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lateassia Diane Roberts | 7496134 | 1 | 03/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Walter Stowers | 3247350 | 1 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Bouley | 5934222 | 4 | 02/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dale Kinney | 6223743 | 2 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicole Christine Flowers | 7142681 | 1 | 02/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Michael Danielson | 7647082 | 1 | 02/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Wendy Silberstein | 6662504 | 1 | 01/30/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |