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FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 451-457 out of 457 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tonya Ramey Murray1975385111/07/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Alonzo Joseph Peppers2742500107/17/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Kayla Ruth Clark3077789106/20/1985CriminalFinal Disposition$0.00$0.00See FINRA Report
Maria Renee Carter1888323106/18/1984CriminalFinal Disposition$0.00$0.00See FINRA Report
Janet Denhollem Pierce6276476103/24/1982CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Ellis Mitchell6125231108/20/1980CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeffrey Lane Grizzard2595087203/01/1979CriminalFinal Disposition$0.00$0.00See FINRA Report

457 Results

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