Potomac Analytics' Logo

FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 441-450 out of 457 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher Scott Hance4531684101/26/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
Joseph Black4881553103/19/1991CriminalFinal Disposition$0.00$0.00See FINRA Report
Bryan Scott Brooks5139708102/21/1991CriminalFinal Disposition$0.00$0.00See FINRA Report
Ricky Edward Rosenthal7020477112/19/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
Alan Merritt Ross5049000111/27/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
Sean Matthew Dunn2728289107/29/1990CriminalFinal Disposition$0.00$0.00See FINRA Report
Tobin Lamont Lyon3204651207/24/1989CriminalFinal Disposition$0.00$0.00See FINRA Report
Deanna Ilena Moss5504644104/24/1989CriminalFinal Disposition$0.00$0.00See FINRA Report
Brett Allen Wood4853352105/13/1988CriminalFinal Disposition$0.00$0.00See FINRA Report
Frank William Armitage2637797110/13/1987CriminalFinal Disposition$0.00$0.00See FINRA Report

457 Results

Display: