Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alonzo Joseph Peppers | 2742500 | 1 | 07/17/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maria Renee Carter | 1888323 | 1 | 06/18/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Freeman | 5097484 | 2 | 01/23/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Scott Freeman | 5097484 | 2 | 03/11/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet Denhollem Pierce | 6276476 | 1 | 03/24/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Ellis Mitchell | 6125231 | 1 | 08/20/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Grizzard | 2595087 | 2 | 03/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |