Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joe Aaron Yanez | 6094081 | 2 | 07/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francisco Jose Vargas-MacHuca | 6173414 | 6 | 07/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joe Aaron Yanez | 6094081 | 2 | 07/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Rovaris | 7545256 | 1 | 04/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Titan Bekee Chijioke | 7813611 | 4 | 02/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Aragon | 7021504 | 2 | 01/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |