Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Jason Bosley | 6199737 | 1 | 06/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rachele Ina Bonus-Newman | 6551393 | 1 | 06/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bouley | 5934222 | 4 | 04/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherri Leigh Spurlock | 6548298 | 1 | 04/05/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Thomas Vanhoose | 7405458 | 1 | 04/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joni Lynn Campos | 2227160 | 2 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lamont Nicholas Corprew | 4660667 | 1 | 04/01/2021 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |