Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Valentino Corsi | 7605860 | 1 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charlene Arnasia Jackson | 6282466 | 1 | 03/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Antonios Giakoumis | 6000184 | 3 | 02/25/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Hugh Larry Worthington | 7432152 | 1 | 02/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Valery Volkau | 5348681 | 1 | 02/10/2016 | Customer Dispute | Denied | $19,310.80 | $0.00 | See FINRA Report |
| Antonios Giakoumis | 6000184 | 3 | 01/27/2016 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Hecklinger | 2409607 | 1 | 11/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Nathaniel Lawrence | 3264638 | 1 | 11/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richmond Agyekum | 7081939 | 2 | 11/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Albert Moffatt | 3136272 | 2 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |