Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adunni Covington | 5958793 | 4 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Scott | 6386471 | 1 | 09/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Ryan Dennis | 4972342 | 2 | 09/07/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| William Patrick Connors | 3278286 | 1 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John James Fader | 1433090 | 5 | 08/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adunni Covington | 5958793 | 4 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Andrews | 7312367 | 4 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthea Chenel Matthews | 6432546 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adunni Covington | 5958793 | 4 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Surai Basanow Quimby | 6054786 | 3 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |