Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Espinal | 4400401 | 1 | 11/28/2017 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Onika Kirk Jennings | 2965762 | 3 | 11/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Addison Ryan Colgrove | 5537869 | 1 | 10/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Jo Turner | 5093470 | 2 | 10/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gwen Borowicz Dadoly | 1599350 | 1 | 08/29/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kent Bevan Shuford | 4381996 | 3 | 08/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abigail Hall | 4831730 | 1 | 08/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolynne Elizabeth Singerman | 3041349 | 5 | 08/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolynne Elizabeth Singerman | 3041349 | 5 | 08/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philise Monae Coggins | 7324567 | 1 | 08/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |