Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brady Edward Nance | 4326691 | 1 | 03/12/2019 | Customer Dispute | Settled | $46,800.00 | $0.00 | See FINRA Report |
| Francisco Jose Vargas-MacHuca | 6173414 | 6 | 03/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Jose Vargas-MacHuca | 6173414 | 6 | 02/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Lane Linebarger | 6818769 | 1 | 02/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Immanuel Wayne Williams | 7817991 | 1 | 02/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zahria Nicole Brown | 7143632 | 1 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Alexandre Preval | 6971149 | 1 | 02/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremy David Tuel | 7093553 | 1 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott D Mickey | 4286135 | 1 | 01/14/2019 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Eric Nolan Tharp | 6059458 | 1 | 01/11/2019 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |