Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Latanya Tamara Powell | 4128231 | 3 | 09/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Endria Varnise Hopkins | 6403374 | 1 | 09/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William James Andrews | 7312367 | 4 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Brian Sheridan | 2196742 | 3 | 08/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trajko Papuckoski | 4730258 | 1 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Abbott Jones | 4394485 | 2 | 06/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia F Quetant | 3167323 | 1 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Brian Sheridan | 2196742 | 3 | 05/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Quinton Alexander Pisciotta | 7784318 | 1 | 05/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kunal D Vyas | 5312290 | 1 | 05/11/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |