Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Steven Burbank | 6946148 | 3 | 10/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Philip Chandres | 3234960 | 1 | 10/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Wright-Buckalew | 4424674 | 1 | 09/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Althea Marie Maloney | 2543764 | 1 | 09/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Marie Grzyb | 4124662 | 1 | 08/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Pedrero | 2992898 | 1 | 07/09/2019 | Customer Dispute | Settled | $142,866.00 | $0.00 | See FINRA Report |
| Francisco Jose Vargas-MacHuca | 6173414 | 4 | 07/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John James Fader | 1433090 | 5 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Montillano Salunga | 5627351 | 2 | 06/10/2019 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
| Lashea Latrice Morris-Davis | 7492816 | 1 | 05/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |