Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Darlene Burson-Odle | 2846378 | 1 | 06/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Edward Walters | 5293028 | 1 | 02/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carole Louise Welsh | 5221610 | 1 | 05/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shelina D Thompson | 4503993 | 1 | 06/30/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |