Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anvi Satish Gandhi | 7555538 | 3 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Thomas Vanhoose | 7405458 | 1 | 04/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joni Lynn Campos | 2227160 | 2 | 04/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Elise Sweeney | 5804193 | 6 | 03/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 03/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerry Walter Stowers | 3247350 | 1 | 03/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dale Kinney | 6223743 | 2 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |