Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Kendall Warren | 2435196 | 2 | 10/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robin Rodriguez | 5446298 | 1 | 09/03/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wissam Salim Bou Faycal | 6276715 | 1 | 08/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Lane McClain | 6317200 | 1 | 06/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Atieno Bonyo | 7474378 | 1 | 05/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Grace Opperman | 5666077 | 1 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richmond Agyekum | 7081939 | 2 | 02/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abram Michael Gibbons | 4701261 | 2 | 12/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abram Michael Gibbons | 4701261 | 2 | 12/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |