Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dawn Marie Grzyb | 4124662 | 5 | 09/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Quinn Harris | 6919311 | 1 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chase Reed Frederick | 3079887 | 1 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelvin Anthony Sparks | 6312570 | 1 | 08/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francisco Jose Vargas-MacHuca | 6173414 | 6 | 07/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Rovaris | 7545256 | 1 | 04/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Titan Bekee Chijioke | 7813611 | 4 | 02/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Michael Aragon | 7021504 | 2 | 01/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Telera | 4192941 | 5 | 01/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |