Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy David Tuel | 7093553 | 1 | 01/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amanda Lauretta Hodges | 7339069 | 1 | 01/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renata Elena de Leon-Flores | 6587277 | 8 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renata Elena de Leon-Flores | 6587277 | 8 | 01/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy John Brauninger | 4146207 | 1 | 11/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kirsten Gabrielle Sutton | 6920358 | 1 | 10/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edwin Ford | 6604747 | 2 | 10/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edwin Ford | 6604747 | 2 | 10/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hassan Kareen King | 6264096 | 1 | 09/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kay Lessie Parker | 5513456 | 1 | 09/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |