Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Telera | 4192941 | 5 | 12/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Andrews | 7312367 | 4 | 12/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacy Marisa Badie | 5963715 | 2 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stacy Marisa Badie | 5963715 | 2 | 12/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latanya Tamara Powell | 4128231 | 3 | 09/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latanya Tamara Powell | 4128231 | 3 | 09/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William James Andrews | 7312367 | 4 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Brian Sheridan | 2196742 | 3 | 08/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trajko Papuckoski | 4730258 | 1 | 07/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Abbott Jones | 4394485 | 2 | 06/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |