Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan John Davis | 7823247 | 2 | 09/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renata Elena de Leon-Flores | 6587277 | 8 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Trevor Lee Gilman | 6500167 | 2 | 08/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anvi Satish Gandhi | 7555538 | 3 | 08/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anvi Satish Gandhi | 7555538 | 3 | 08/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daryl Edward Anderson | 2556513 | 1 | 08/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Dale Kinney | 6223743 | 2 | 08/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cedric Bernard Provost | 7422874 | 1 | 07/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Spencer Parkin | 3066538 | 1 | 07/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Titan Bekee Chijioke | 7813611 | 4 | 06/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |