Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debra Jensen McKay | 7033894 | 2 | 07/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolynne Elizabeth Singerman | 3041349 | 5 | 06/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vondesa N Drummer | 5121411 | 1 | 06/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Surai Basanow Quimby | 6054786 | 3 | 05/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joann Nativedad Martinez | 4467313 | 1 | 04/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Latanya K Winfield | 7265466 | 1 | 03/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carolynne Elizabeth Singerman | 3041349 | 5 | 03/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Bruce Buller | 4957543 | 1 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Desiree Michelle Lucero | 5525510 | 1 | 03/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy M Wallace | 3237123 | 2 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |