Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Randall Miller | 5050236 | 2 | 05/05/2017 | Customer Dispute | Denied | $13,712.00 | $0.00 | See FINRA Report |
| Robert Wallace Stauder | 1609048 | 1 | 12/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen James Genkinger | 2879323 | 1 | 05/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Valery Volkau | 5348681 | 1 | 02/10/2016 | Customer Dispute | Denied | $19,310.80 | $0.00 | See FINRA Report |
| Antonios Giakoumis | 6000184 | 3 | 10/19/2015 | Customer Dispute | Denied | $124,168.00 | $0.00 | See FINRA Report |
| Patrick Ryan Dennis | 4972342 | 2 | 10/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bobby Lee Slate | 3043107 | 2 | 06/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Scott Worley | 5546026 | 1 | 08/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Niall Robert Lepper | 5319535 | 1 | 06/20/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| James Barron Meek | 4809097 | 2 | 02/14/2011 | Customer Dispute | Denied | $51,055.70 | $0.00 | See FINRA Report |