Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Randall Miller | 5050236 | 2 | 05/05/2017 | Customer Dispute | Denied | $13,712.00 | $0.00 | See FINRA Report |
| Joseph Lynch | 4612624 | 1 | 04/20/2017 | Customer Dispute | Closed-No Action | $13,000.00 | $0.00 | See FINRA Report |
| Aaron Troy Williams | 4773400 | 2 | 01/03/2017 | Customer Dispute | Closed-No Action | $3,000.00 | $0.00 | See FINRA Report |
| Robert Wallace Stauder | 1609048 | 1 | 12/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Ryan Dennis | 4972342 | 2 | 09/07/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Stephen James Genkinger | 2879323 | 1 | 05/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonios Giakoumis | 6000184 | 3 | 02/25/2016 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Valery Volkau | 5348681 | 1 | 02/10/2016 | Customer Dispute | Denied | $19,310.80 | $0.00 | See FINRA Report |
| Antonios Giakoumis | 6000184 | 3 | 01/27/2016 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Antonios Giakoumis | 6000184 | 3 | 10/19/2015 | Customer Dispute | Denied | $124,168.00 | $0.00 | See FINRA Report |