Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Angel Solis | 5247807 | 1 | 07/17/2021 | Customer Dispute | Closed-No Action | $6,332.00 | $0.00 | See FINRA Report |
| Jan Lee Getto | 2714455 | 1 | 06/22/2021 | Customer Dispute | Withdrawn | $77,462.10 | $0.00 | See FINRA Report |
| Rachele Ina Bonus-Newman | 6551393 | 1 | 06/01/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lamont Nicholas Corprew | 4660667 | 1 | 04/01/2021 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Denise Elaine Stuart | 5246423 | 1 | 11/10/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kunal D Vyas | 5312290 | 1 | 05/11/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Ratzker | 6680532 | 1 | 05/06/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alicia Kay Huburn | 6772091 | 1 | 05/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Alexander Smith | 5464593 | 1 | 04/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lutelles Lindley White | 6087303 | 1 | 04/03/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |