Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Navarra Tomaneng | 2412116 | 1 | 02/23/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John Scott Pontious | 1745023 | 1 | 11/14/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Franklin McCullah | 841702 | 2 | 06/26/1992 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Scott Franklin McCullah | 841702 | 2 | 06/26/1992 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |