Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tiaa-Cref Individual & Institutional Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Andres Groag | 5045536 | 1 | 01/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan P Sechrist | 5323372 | 1 | 11/30/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clifford Robert Hitt | 6485813 | 1 | 04/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert K Young | 5060214 | 1 | 12/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristopher Michael Hyland | 5587645 | 1 | 12/03/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Bianca Huggins | 4284013 | 1 | 10/30/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Anne Davis | 5441665 | 1 | 10/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jung L Hu | 5105367 | 1 | 02/11/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Thomas Garrison | 5784455 | 1 | 02/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Chris Flynn | 4297590 | 1 | 12/10/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |