Our Staff has compiled our research into a database of FINRA Broker Disclosures for Institutional Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Larry Netherland | 827592 | 4 | 03/22/2000 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Thomas Philip Russo | 2537640 | 1 | 12/16/1999 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Philip Dwayne Summers | 1421245 | 2 | 03/27/1998 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |
| Billy Floyd Sims | 1548924 | 2 | 02/12/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Dwayne Summers | 1421245 | 2 | 01/12/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |