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FINRA Broker Disclosures for Intervest International Equities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intervest International Equities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 11-17 out of 17 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rebecca Rena Henson4383083204/02/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Thomas Robert Kay1360575311/11/2008Customer DisputeSettled$20,787.90$0.00See FINRA Report
Kim Leon Cowdell1065494405/31/2007Customer DisputeClosed-No Action$5,458.98$0.00See FINRA Report
Thomas Robert Kay1360575311/08/2004Customer DisputeDenied$13,359.00$0.00See FINRA Report
Thomas Robert Kay1360575307/25/2003Customer DisputeDenied$12,326.10$0.00See FINRA Report
Kim Leon Cowdell1065494405/17/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Kim Leon Cowdell1065494410/01/1999Customer DisputeClosed-No Action$18,555.50$0.00See FINRA Report

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