Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intervest International Equities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rebecca Rena Henson | 4383083 | 2 | 04/02/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Thomas Robert Kay | 1360575 | 3 | 11/11/2008 | Customer Dispute | Settled | $20,787.90 | $0.00 | See FINRA Report |
Kim Leon Cowdell | 1065494 | 4 | 05/31/2007 | Customer Dispute | Closed-No Action | $5,458.98 | $0.00 | See FINRA Report |
Thomas Robert Kay | 1360575 | 3 | 11/08/2004 | Customer Dispute | Denied | $13,359.00 | $0.00 | See FINRA Report |
Thomas Robert Kay | 1360575 | 3 | 07/25/2003 | Customer Dispute | Denied | $12,326.10 | $0.00 | See FINRA Report |
Kim Leon Cowdell | 1065494 | 4 | 05/17/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Kim Leon Cowdell | 1065494 | 4 | 10/01/1999 | Customer Dispute | Closed-No Action | $18,555.50 | $0.00 | See FINRA Report |