Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intervest International Equities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Smith | 850797 | 1 | 03/01/2023 | Customer Dispute | Settled | $701,211.00 | $0.00 | See FINRA Report |
| Rebecca Rena Henson | 4383083 | 2 | 10/24/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jonathan Eric Ellefson | 1625977 | 5 | 10/12/2022 | Customer Dispute | Settled | $538,000.00 | $0.00 | See FINRA Report |
| Jonathan Eric Ellefson | 1625977 | 5 | 06/28/2022 | Customer Dispute | Settled | $373,000.00 | $0.00 | See FINRA Report |
| Jonathan Eric Ellefson | 1625977 | 5 | 06/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Giacalone | 1531735 | 2 | 06/06/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Giacalone | 1531735 | 2 | 09/21/2017 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Jonathan Eric Ellefson | 1625977 | 5 | 02/14/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Jonathan Eric Ellefson | 1625977 | 5 | 05/21/2015 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Jeffrey Stephen Geraci | 1839469 | 3 | 12/21/2012 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |