Our Staff has compiled our research into a database of FINRA Broker Disclosures for Traderfield Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Michael Manderson | 2738654 | 2 | 10/19/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mario Divita | 1504199 | 5 | 06/24/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Praxedes Russi | 2588105 | 8 | 03/21/2022 | Customer Dispute | Pending | $15,974.00 | $0.00 | See FINRA Report |
| Mario Divita | 1504199 | 5 | 11/24/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Divita | 1504199 | 5 | 04/30/2021 | Customer Dispute | Settled | $19,510.00 | $0.00 | See FINRA Report |
| Mario Divita | 1504199 | 5 | 10/07/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Mario Divita | 1504199 | 5 | 07/01/2019 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Praxedes Russi | 2588105 | 8 | 06/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Praxedes Russi | 2588105 | 8 | 04/06/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Praxedes Russi | 2588105 | 8 | 02/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |