Our Staff has compiled our research into a database of FINRA Broker Disclosures for Gilder Gagnon Howe & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Mae Adams | 6158869 | 1 | 02/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaiza Mariam Rizavi | 2874858 | 1 | 01/25/2013 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| Francis Hunnewell Williams | 467699 | 3 | 12/08/2010 | Customer Dispute | Settled | $44,614.50 | $0.00 | See FINRA Report |
| Francis Hunnewell Williams | 467699 | 3 | 02/03/2010 | Customer Dispute | Settled | $93,405.00 | $0.00 | See FINRA Report |
| Sarah Nye Holmes | 857480 | 2 | 01/13/2006 | Customer Dispute | Settled | $308,750.00 | $0.00 | See FINRA Report |
| Sarah Nye Holmes | 857480 | 2 | 08/26/2004 | Customer Dispute | Settled | $93,235.40 | $0.00 | See FINRA Report |
| Karen Legotte Langdon | 2145275 | 1 | 07/11/2003 | Customer Dispute | Settled | $48,625.00 | $0.00 | See FINRA Report |
| Travis Knapp Anderson | 853424 | 1 | 03/13/2003 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Edith Braun | 29256 | 3 | 02/15/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jamie Beth Sherr | 1924880 | 1 | 12/14/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |