Our Staff has compiled our research into a database of FINRA Broker Disclosures for GFI Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Verbit | 5020157 | 3 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Verbit | 5020157 | 3 | 05/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Verbit | 5020157 | 3 | 05/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Del Vecchio | 5203612 | 1 | 11/08/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vito Chiarello | 1998610 | 1 | 06/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Bisgay | 4424156 | 1 | 11/01/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Paulson | 2862259 | 1 | 03/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard William Lutnick | 1157026 | 2 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Anzalone | 1161513 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Tyler McKittrick Eddy | 4148945 | 1 | 10/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |