Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Nelson Rich | 2293736 | 1 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chenelle Alyssa Hofman | 6638774 | 1 | 03/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 03/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lippard Bell | 2660446 | 1 | 02/11/2009 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John Lowell Waite | 1182031 | 2 | 02/09/2009 | Customer Dispute | Settled | $114,742.00 | $0.00 | See FINRA Report |
| John Lowell Waite | 1182031 | 2 | 02/05/2009 | Customer Dispute | Award / Judgment | $250,000.00 | $100,300.00 | See FINRA Report |
| Joseph Michael Ulrey | 2383986 | 2 | 10/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Howard Hutchins | 254047 | 5 | 10/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Halden Hutchins | 2631143 | 2 | 10/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Ulrey | 2383986 | 2 | 10/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |