Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fred Eugene Krepps | 4408263 | 2 | 10/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffery Chunchieh Lu | 2711833 | 1 | 09/17/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nathan Robert Truax | 3203882 | 1 | 08/03/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dave Richard Jones, IV | 4624577 | 3 | 06/18/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Warren Edward MacH | 818756 | 3 | 05/22/2012 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Janae McKee Galvis | 5399967 | 1 | 03/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jake Eugene McKee | 4777069 | 1 | 03/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony L George | 2268793 | 1 | 10/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Eric Boyden | 4490120 | 3 | 09/30/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Billy T Lynch | 869230 | 2 | 04/07/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |