Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 04/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlene Kay Campbell | 2380195 | 1 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Mae Clark | 4366350 | 1 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sonya Marie Spangelo | 5124060 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Connors | 4413251 | 1 | 10/30/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matt J Summerville | 3076163 | 1 | 10/26/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |