Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven William Stahlberg | 722167 | 5 | 07/05/2016 | Customer Dispute | Closed-No Action | $290,000.00 | $0.00 | See FINRA Report |
| Gary Raye Kurtz | 2621417 | 1 | 09/25/2015 | Customer Dispute | Denied | $26,576.00 | $0.00 | See FINRA Report |
| Troy William Gaul | 2223868 | 2 | 09/24/2015 | Customer Dispute | Settled | $24,562.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurine Suzanne Schuette | 2131683 | 12 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |