Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Anthony Madsen | 1989171 | 1 | 09/20/2019 | Customer Dispute | Settled | $55,580.90 | $0.00 | See FINRA Report |
| Anastasia Gerasimova | 6386802 | 1 | 05/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan David Meeks | 6134757 | 1 | 04/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John M Eden | 4217154 | 1 | 08/09/2018 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Courtney A Johnson | 5269431 | 1 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Joe Bouchard | 1306466 | 2 | 10/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph Arthur MacMillan | 1843885 | 1 | 09/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dory Leslie Alvarenga | 4521975 | 2 | 05/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessie Jean Gemar | 5310194 | 1 | 03/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin McCray | 7496890 | 1 | 02/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |