Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Roy Tucker | 501274 | 10 | 11/19/2019 | Customer Dispute | Settled | $1,532,080.00 | $0.00 | See FINRA Report |
| Edwin Abellon Sison | 2608319 | 2 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Beth Palmer | 4582834 | 1 | 11/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Anthony Madsen | 1989171 | 1 | 09/20/2019 | Customer Dispute | Settled | $55,580.90 | $0.00 | See FINRA Report |
| Anastasia Gerasimova | 6386802 | 1 | 05/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan David Meeks | 6134757 | 2 | 04/04/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 11/05/2018 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
| John M. Eden | 4217154 | 1 | 08/09/2018 | Customer Dispute | Settled | $7,700.00 | $0.00 | See FINRA Report |
| Courtney A Johnson | 5269431 | 1 | 07/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Joe Bouchard | 1306466 | 3 | 11/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |