Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robin Faye Kisor | 3073076 | 3 | 11/15/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 10/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Colleran | 1868017 | 1 | 07/25/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robin Faye Kisor | 3073076 | 3 | 07/19/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robin Faye Kisor | 3073076 | 3 | 03/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 08/01/1983 | Customer Dispute | Settled | $197,813.00 | $0.00 | See FINRA Report |
| Phyllis Elizabeth Nelson | 2769450 | 1 | 03/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Catherine Maureen O'Brien | 1016899 | 1 | 03/11/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sharmin Louise Ziska | 1948552 | 2 | 10/15/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Kent Lane | 4356283 | 1 | 08/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |