Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Raymond Conn | 52225 | 2 | 04/23/1990 | Customer Dispute | Settled | $68,400.00 | $0.00 | See FINRA Report |
| Miles Bradford Shanks | 1097468 | 1 | 10/30/1989 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John T Distad | 807349 | 2 | 07/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 04/15/1988 | Customer Dispute | Award / Judgment | $0.00 | $9,079.00 | See FINRA Report |
| Suzette Lawrence | 2651541 | 1 | 04/07/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 12/09/1987 | Customer Dispute | Award / Judgment | $85,000.00 | $26,000.00 | See FINRA Report |
| Gregg William Whelan | 1192743 | 6 | 11/30/1987 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Carlos Alberto Alcaine | 1296717 | 1 | 05/06/1987 | Customer Dispute | Settled | $13,422.20 | $0.00 | See FINRA Report |
| Tanja Marie Shibley | 1467106 | 1 | 12/12/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Roy Tucker | 501274 | 10 | 12/10/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |